Who is Ocotillo Capital?
Ocotillo Capital was established in 2005 by Elliott M. Gartner and Seth
Rosenberg, Registered Representatives of SMH Capital Inc.,
Member NASD and SIPC ("SMH"). C.P. Eaton & Associates, Inc. was a financial
sponsor of the firm.
Ocotillo Capital provides administrative and logistical support for
Mr. Gartner and Mr. Rosenberg, to enable them to provide third-party
marketing for investment managers of products focused substantially on
institutional investors. Efforts to secure assets for investment managers
through the solicitation of segregated accounts or the offering of
securities are conducted solely through SMH.
SMH is the primary operating subsidiary
of Sanders Morris Harris Group ("SMHG"), a financial services holding
company headquartered in Houston, Texas. SMHG provides a broad range
of services, including investment banking, asset management, securities
brokerage, investment advisory services and fiduciary services through
its wholly owned operating subsidiaries. SMHG has over 500 employees
and offices in Houston, New York, Los Angeles, Colorado Springs,
Dallas, Jackson, Garden City, San Francisco, Tulsa and Fort Worth.
SMHG, through its subsidiaries, manages approximately $13 billion in client assets. More information
on SMH and SMHG can be found at: http://www.smhcapital.com